Jan's Music 123 Notes
Chapter 5: Procedures of Four-Part Writing (plus stuff from other chapters)
- Root
position triads should be in either open (5ths and 6ths) or closed
position (3rds and 4ths); i.e., the upper three voices should be fairly
evenly spaced.
- Nice
things to do with chord changes:
- Keep
voice motion smooth (especially in alto and tenor)
- Keep
common tones if possible
- Voice
exchange (generally just happens)
- Contrary
motion (helps avoid parallels)
- Balance
- Keep
skips in voices a fifth or less or exactly an octave
- In
inverted chords it is more difficult to get equal spacing
- Keep
spacing between adjacent notes (vertically) an octave or less
- Doublings—in
triads (expecially root position) first
preference is to double the root, next the fifth, double the third as a
last resort (there are exceptions, viio can only
occur as viio6—it is best to double the third==bass note.)
- If
bass motion is stepwise, contrary motion is probably necessary in one or
more of the other voices and there will likely be skips in one or more of
them.
- Avoid
cross-overs and overlaps (cross-over: voices
exchange order, overlap: when a voice goes below or above the previous
position of another voice)
- Ti
is the most unstable tone and must resolve up to do in the soprano
or bass. In other voices, ti can resolve up to do
or mi, or down to sol.
- Alternate
direction of large leaps (esp 5ths); or if there
is a leap in one direction, step down in the other (in next chord)
Chapter 6: I, V, and V7
- V is
often used to expand the tonic (I-V-I)
- Never
double ti which is the third (V= sol-ti-re)
- In
minor, raise the te of V to ti
- In a
V7 chord, fa must resolve to mi.
(fa is a dissonant tone) unless mi is in
the bass
- In a
V7 chord, fa can be approached as
suspension, stepwise from above or below, and by leap from below (do
not approach as skip from above).
- V7 can
be incomplete (i.e., no fifth)—do this if necessary to avoid parallels or
to improve voice leading/
- The
fifth can be absent in triads if necessary (do and mi establish harmony).
This is frequently done in final tonic triad.
- When
V7àI,
there is often an incomplete V7 or I. V7 and I can both be complete if ti is not in the soprano.
Chapter 7: I6, V6, and vii06
- I6 and
V6 expand root position I and V
- IàI6àV
produces an arp of I in the bass
- With
first inversion chords, it is more important to keep voices smooth than to
keep spacing even.
- Cadences
- V6àI not strong (use this to avoid the
feeling of a final cadence)
- VàI strong
- V7àI extra strong
- V6àI6 Avoid
this!! (ti is in the bass of V6, it needs
to go to do which is not the bass note in I6)
- Nice
to have perfect authentic cadence at the end of a piece (PACè
both chords in root position and tiàdo
in soprano [or at least do in sop in I])
- When
V7àI
and the melody is re to mi, the 3rd of I should be doubled
(i.e., mi) because the fa in V7 needs a mi to
resolve to.
- Viio6
can be used to expand I
- With
viio6, there is always a tritone that needs to
be resolved in specific ways.
- If
TT is Aug4, the following notes can go out to form a sixth, or
upward (both) to form a P4
- If
TT is a dimo5, it can resolve inward to a 3rd, or
both tones can go up to form a P5—this only works if mi (me) is in the
bass
- In viio6 , the bass note should be doubled (i.e., the 3rd
of the chord). Don’t double the root because it is a leading tone.
- Don’t
follow a viio6 with a V7—they sound too similar
Chapter 8: Inversions of V7
- First
inversion V7 (V6/5) can only go to I
- Second
inversion V7 (V4/3) can only go to I or I6
- Third
inversion V7 (V4/2) can only go to I6 (need mi in bass since fa of V7 is in the bass.
- Can
use chains of V7 inversions
- A
V4/2 should resolve immediately (i.e., fa to mi)
rather than pass the fa to another voice since
the fa in the bass is very exposed
- In a
V7 expansion such as V4/2àI6àV4/3,
it is OK to double the 3rd of I6 to introduce passing motion
(smooth)
- If a
voice leaps by a dim 5, ti must resolve to do
- Inversions
of V7 are almost always complete
Chapter 9: Intermediate Harmonies (IV, ii, and ii6)
- In
ii6, doubling the 3rd is common (bass note)
- If
V7 is used at a cadence and the previous chord is ii, or IV, put the fa of the ii or IV in the same voice as in the V7
chord
- ii
(root position) does not sound good in minor (it is diminished)
- IV
and ii6 are closely related (IVàii6
= IV5-6)
- Don’t
tie a bass not across a barline (or repeat
across). It is OK when:
- If
it serves as a dissonance in chord past barline
- If
the whole first measure has the same bass
- iiàVàI
is very strong because of drop in 5ths in the bass.
Chapter 10: Cadential 6/4
- Intensifies
the cadential effect of V
- Cadential 6/4 looks like 2nd inversion I
- 2nd
inversion triads don’t function
- cadential 6/4 needs to occur on a strong beat
- doubling the bass note of V6/4 (the fifth of the chord
but the root of the prevailing harmony) is preferred. Never double the 4th
(i.e., the root of the ‘I’)
- cadential 6/4 can be used to elaborate tonic
- approach
cadential 6/4 by suspension, passing motion,
neighboring, or leap from below (appoggiatura)
- the
6 and 4 of cadential 6/4 must resolve downwards
by a step
- to
avoid a cadential effect, the 6/4 can move to
4/2 (i.e., V4/2)—the bass note changes
Chapter 11: vi and IV6
- vi6
doesn’t exist
- IàviàV7àI
is a common use of vi
- IV6
can substitute for vi since root the same and there are 2 common tones,
but it is not used as often as vi
- Avoid
le-ti (Aug2)
- Other
progressions using vi and IV
- IàviàIVàV7àI
–
- Iàviàii6àV7àI
- Viàii
gives descending fifths in bass
- iv6àV in minor this is a Phrygian cadence
(frequent soprano line is fa-sol)—Owen says it
would be only called this at the end of a piece
- In
IV6, the most frequent note doubled is the 3rd above the bass
(the 5th of the chord)
Notes on Chapter 12—Supertonic and Subdominant 7th chords
- Types
of 7th chords
- Dominant=
major/minor
- Major=major/major
- Minor=minor/minor
- Fully
diminished=diminished/diminished
- Half
diminished=diminished/minor

Figure 1: Types of 7th chords
- New
approach chords ii7, ii6/5, IV7, IV6/5 (both are drawn towards V, the
dissonance created by the 7th strengthens their tendency to go
to V)
- ii7—re-fa-la-do
Note that ‘do’ is the dissonant note
- IV7—fa-la-do-mi
- ii6/5
is a popular approach chord and is used more commonly than ii7
- The
seventh of ii7 and its inversions should be approached as a suspension and
be resolved downward (do-ti)
- Like
ii7, the 7ths of IV7 and IV6/5 should be approached as
suspensions and resolve downward
- When
approaching a V7 with ii7 or IV7, prepare the 7th of the V7 as a
suspension from the previous chord (this may require ii7 to be
incomplete—see Figure 2)
- Generally
want to use all notes of 7th chords (less important in V7) when
possible (sometimes a note needs to be doubled to avoid parallel
fifths)
- When
Iàii7
(in major) the third or root often needs to be doubled and fifth omitted
(otherwise parallel fifths result)
- When
ii7 goes to V7, the necessity of preparing the 7th in V7 often
requires that the ii7 be an incomplete chord

Figure 2: Incomplete ii7 avoiding
parallel fifths with I. Note that V7 is also incomplete.
Note also that the fa in V7 is prepared by the fa in ii7 and resolves down to mi.
- Remember
that in a minor key root position iio
should not be used. Adding the 7th helps to stabilize the chord
making the root position ii
o
7 OK.
- Note
that in minor the supertonic 7th chord is half diminished
- ii7
and IV7 should occur on a strong beat unless followed by a cadential 6/4
- IV7 à
ii6/5 may not be considered a new harmony since IV7 is comprised of fa-la-do-mi, and ii6/5 is fa-la-do-re
(one note difference)—can be notated as ii7-6/5; the E in IV7
can be considered a suspension
- If
you expand ii7 or IV7 by using different inversions, the seventh can be
transferred to a different voice before resolving (as in V7)
- ii7àI6àii6/5 produces an
ascending step-wise bass line. I6
is not functioning as a tonic since it is comprised of passing and
neighbor tones. Note the voice
exchange. This is reversible and also works in minor.
-
When ii7 moves to a cadential
6/4, the 7th of the ii7 is repeated in the same voice of the
V6/4 (and becomes the 4); then the 4 resolves down to 3. The cadential 6/4 acts to delay the resolution of ii7.
Both of these chords normally occur on a strong beat. It is more important
for the cadential 6/4 to be on the strong beat.
- Watch
for parallel fifths when IV7 moves to V
- ii4/2 is the next
most important inversion of ii7 following ii6/5 and ii7; ii4/3 is also
used.
- IV6/5
is the most common inversion of IV7
Chapter 13: Other uses of IV, IV6,
and vi
- Expand
tonic: IàIVàI6
(reversible)
- Deceptive
cadence: V(7)àvi
- Tiàdo
- Faàmi (i.e., resolve the 7th
properly)
- 3rd
usually doubled in vi
- Best
to reapproach cadence after a deceptive cadence
- IV6
can substitute for vi (same bass note; 2 common tones), e.g., in a
deceptive cadence
- IàIV6àI
not common since la wants to go down
- IàIV6àI6
is better
- When
IV6àI6,
doubling of the third of one of the chords is usually needed; usually
done in the I6
- IV6
can expand dominant
- VàIV6àV6/5àI adds passing and neighboring motion;
rising bass line
- With
chords learned up until now it is possible to harmonize an ascending
diatonic scale
- IVàI
is the plagal cadence (generally follows an authentic cadence)
- Vàvi
can be used as a way of avoiding repetitive Is
Chapter 14: V as key area
- V/V
– intensifier of dominant, secondary dominant, secondary implier
- Most
tonicizations in major keys involves the
dominant
- When
a chord is tonicized, it retains its function
but is intensified
- Tonicization
intensifies the cadence, should be treated like any other authentic
cadence
- When
a pivot chord is used it should occur before the “first” cadence (a
“second” cadence is needed to achieve modulation)
- vi ii
- I
IV are pivot chords in major
- VII III
- A
raised fa (fi) is tipoff to tonicization or
modulation (it is the leading tone in the new key if the new key is the
dominant of the original key)
- A ii
chord with a raised fa (=fi)
is V/V
- I 5-6
technique often used to modulate (the ‘6’ in I 5-6 looks like vi6 which doesn’t
exist)
- Key
cell: the chords that function in the new key when tonicization occurs
(includes pivot chord, new V and new I)
- Chromatic
modulation: faàfiàsol (for example, IVàV7/VàV—IV
has the fa, V7/V has the fi,
and V has the sol
- Phrase
modulation—new section starts in new key
Chapter 15: iii (III) and VII
- iii
in a major key is not a good approach chord—it sounds too much like I6
- Usually
need a contrasting harmony between I and iii
- iii
is a pivot chord for modulation and tonicization
- Ascending
3rds is a weak bass line
- A
common form of tonicization in natural minor involves VIIàIII
(this is VàI
in the relative major key)
- III
is usually used in the natural form of minor (in the harmonic minor, III+
is augmented)
- III
can be used as an approach to V
- III+à
I can be used as a substitute authentic cadence
- Minor
tends to move towards III making tonicizing of it easier than tonicizing V
Doublings
Generally, the preference is to double the root in root
position chords
I, I6 (I, i6)
- Preferable
to double root; then 5th
- V7è
I when melody goes from re-mi and (fa needs
another mi to resolve to), it is OK to double the third
- Viio6è
I and tritone is a d5, it is OK to double the
third
- IV6èI6
(one of these chords will likely have doubled thirds, usually I6
- I6
can double 3rds if it is the smoothest solution (same for I??)
Ii, ii6, ii6/5, ii7 (iio, iio6,
etc)
- In
ii6, doubling 3rds is common since bass note usually doubled (doubling
5ths is less common)
- In
ii7 sometimes doubled 3rds are necessary to avoid parallels (ii7 will be
incomplete)
- When
I==> ii7 (in major), often need to omit 5th and double 3rd
IV, IV6 (iv, iv6)
- When
used to expand dominant (e.g., V-IV6-V6/5), 3rd is doubled to
introduce passing motion
- IV6èI,
3rd doubled in one of the chords (usually in I)
- IV6èV
(Phrygian), 3rd above bass usually doubled (i.e., the 5th
of the chord)
V,
V6, V7, V6/5, V4/3, V4/2 (v, v6, etc.)
- Don’t
double ti (the 3rd); other notes OK
to double
- Don’t
double the 7th (fa) of V7; double the
root if V7 is incomplete
- When
going from ii(6) to V7, keep fa in same
voice—this may lead to irregular doublings
V6/4, 7/5/3
- best
to double bass note of first chord; if impractical, double the 6
- when vi==>V6/4—5/3. double the 6 (third) of V6/4 to
avoid parallels
vi
- 3rd
usually doubled if it is used in a deceptive cadence and V(7) èvi
in general
- in
minor, third usually doubled to avoid aug 2nd
- when
going from vi==> V, 3rd often doubled to avoid parallels
viio6
- root position rarely used—if it is, don’t double bass
note (ti!)
- generally
double bass note (which means the 3rd is doubled)—it is not
part of the tritone
- 5th
is OK if it is the smoothest solution and avoids parallels